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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2016-12-05 17:51:42
Reporting Period:
Filing Date:
Accepted Time:
2016-12-05 17:51:42
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257284 Halsey R Wise 135 Ponte Vedra Blvd.
Ponte Vedra Beach FL 32082
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-07 32 $0.00 32 No 5 W Indirect By trust
Common Stock Disposition 2016-12-02 32 $52.12 0 No 4 S Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 W Indirect By trust
No 4 S Indirect By trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,303 Direct
  1. The reporting person is a trustee of a charitable remainder unitrust. The reporting person and members of his immediate family will receive an annuity from the trust for 15 years. They are not beneficiaries of the remainder. Assets formerly held in an individual retirement account of the reporting person's deceased father were distributed to the trust on October 7, 2016. The reporting person reports beneficial ownership of all of the Aspen Technology, Inc. common stock held by the trust, but disclaims beneficial ownership of such common stock except to the extent of his pecuniary interest therein.