Filing Details

Accession Number:
0001144204-16-137890
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-05 16:11:21
Reporting Period:
2016-12-02
Filing Date:
2016-12-05
Accepted Time:
2016-12-05 16:11:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1279695 Universal Biosensors Inc UBI Surgical & Medical Instruments & Apparatus (3841) 980424072
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1679281 Fund Equities Australian Vf 31 Carrington Street
Nedlands C3 6009
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-02 154,736 $0.32 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Traded as Chess Depository Interests ("CDIs") on the Australian Stock Exchange. CDIs represent beneficial interests in the common stock held by CHESS Depository Nominees Pty Ltd.
  2. The price per share of the common stock reported is stated in Australian dollars, as converted from a U.S. dollar price on the date of the transaction.
  3. The common stock is directly held by VF Australian Equities Fund ("Australian Fund") and indirectly held by Viburnum Funds Pty Ltd ("Viburnum"), the manager of Australian Fund, and the individual directors of Viburnum (Viburnum and the individual directors together, the "Viburnum Indirect Reporting Persons"). The individual directors of Viburnum are Craig Coleman, Marshall Allen, Anthony Howarth and Melissa Karlson. The Viburnum Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the Australian Fund common stock in which the Viburnum Indirect Reporting Persons have no pecuniary interest.