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Home > Insider Trading > Filing (0001562180-16-003647)

Filing Details

Accession Number:
0001562180-16-003647
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-02 11:58:46
Reporting Period:
2016-12-01
Filing Date:
2016-12-02
Accepted Time:
2016-12-02 11:58:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378946 People's United Financial Inc. PBCT Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1605452 David R Rosato C/O People'S United Bank
850 Main Street
Bridgeport CT 06604		 Sr Evp And Cfo No No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-01 43,830 $16.81 121,127 No 4 M Direct
Common Stock Disposition 2016-12-01 43,830 $18.92 77,297 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option to Buy Disposition 2016-12-01 43,830 $0.00 43,830 $16.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-12-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 355 Indirect IRA f/b/o Dana Rosato
Common Stock 120 Indirect IRA f/b/o Kevin Rosato
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $18.895 to $18.96. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes 2,817 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 31 shares acquired through dividend reinvestment). Information based on 9/30/16 Plan statements.
  3. Exercisable in annual increments on 12/12/2009 (33 1/3%); 12/12/2010 (33 1/3%); and 12/12/2011 (33 1/3%).