Filing Details

Accession Number:
0001209191-16-152799
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-12-01 19:30:23
Reporting Period:
2016-11-23
Filing Date:
2016-12-01
Accepted Time:
2016-12-01 19:30:23
Original Submission Date:
2016-11-28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1359555 Pendrell Corp PCO () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1100628 E Lee Mikles 2300 Carillon Point
Kirkland WA 98033
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2016-11-23 5,500 $6.40 7,000 No 4 S Indirect By revocable trust
Class A Common Stock Disposition 2016-11-25 5,000 $6.42 2,000 No 4 S Indirect By revocable trust
Class A Common Stock Disposition 2016-11-28 2,000 $6.39 0 No 4 S Indirect By revocable trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By revocable trust
No 4 S Indirect By revocable trust
No 4 S Indirect By revocable trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 111,257 Direct
Class A Common Stock 12,579 Indirect By spouse
Class A Common Stock 8,610 Indirect By trust for the benefit of children
Class A Common Stock 1,000 Indirect By trust for the benefit of daughter
Clsas A Common Stock 100 Indirect By custodial account for the benefit of son
Footnotes
  1. The transaction was inadvertently reported on Form 4 filed on November 28, 2016 as a sale of shares from the reporting person's direct holdings rather than from the Lee E. Mikles Revocable Trust.
  2. In Forms 4 filed on March 13, 2015, March 18, 2015 and June 16, 2015, ownership of 125,000 pre-split shares of Class A Common Stock (rather than 161,100 shares) should have been attributed to Mr. Mikles' revocable trust. Ownership of an additional 36,100 pre-split shares of Class A Common Stock should have been attributed to the trust for the benefit of Mr. Mikles' children.
  3. Represents the weighted average sales price. The highest price at which shares were sold was $6.45212 and the lowest price at which shares were sold was $6.375703. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
  4. Represents the weighted average sales price. The highest price at which shares were sold was $6.435187 and the lowest price at which shares were sold was $6.40387. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
  5. Represents the weighted average sales price. The highest price at which shares were sold was $6.4262 and the lowest price at which shares were sold was $6.354. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its shareholders, full information regarding the number of shares purchased or sold at each separate price.
  6. Includes 7,941 shares of Class A Common Stock held in the reporting person's individual retirement account.
  7. Includes 230 shares of Class A Common Stock held in the individual retirement account of the reporting person's spouse.
  8. In Forms 4 filed on March 13, 2015, March 18, 2015 and June 16, 2015, ownership of 86,100 pre-split shares of Class A Common Stock (rather than 50,000 shares) should have been attributed to the trust for the benefit of Mr. Mikles' children. Ownership of 36,100 pre-split shares of Class A Common Stock was inadvertently attributed to Mr. Mikles' revocable trust.