Filing Details

Accession Number:
0000315189-16-000118
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-01 17:23:32
Reporting Period:
2016-12-01
Filing Date:
2016-12-01
Accepted Time:
2016-12-01 17:23:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315189 Deere & Co DE Farm Machinery & Equipment (3523) 362382580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411742 M. James Field One John Deere Place
Moline IL 61265
Pre. Ag. & Turf Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$1 Par Common Stock Acquisiton 2016-12-01 28,229 $52.25 96,855 No 4 M Direct
$1 Par Common Stock Disposition 2016-12-01 28,229 $101.67 68,626 No 4 S Direct
$1 Par Common Stock Acquisiton 2016-12-01 21,735 $80.61 90,361 No 4 M Direct
$1 Par Common Stock Disposition 2016-12-01 21,735 $101.67 68,626 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Market Priced Options Disposition 2016-12-01 28,229 $0.00 28,229 $52.25
Common Stock Market Priced Options Disposition 2016-12-01 21,735 $0.00 21,735 $80.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-12-09 No 4 M Direct
0 2020-12-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
$1 Par Common Stock 2,567 Indirect By Trust
Footnotes
  1. Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on September 6, 2016.
  2. The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.73 to $102.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Includes 44,536 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
  4. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
  5. The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012.
  6. The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013.