Filing Details

Accession Number:
0001104659-16-159815
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-30 18:44:49
Reporting Period:
2016-11-28
Filing Date:
2016-11-30
Accepted Time:
2016-11-30 18:44:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527590 Sutherland Asset Management Corp SLD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212662 Mitchell J Reese 1140 Avenue Of The Americas, 7Th Floor
New York NY 10036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-28 15,000 $13.06 15,000 No 4 P Indirect J.Mitchell Reese Jr. Trust, UA 5/5/1999
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect J.Mitchell Reese Jr. Trust, UA 5/5/1999
Footnotes
  1. The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.975 to $13.10, inclusive on November 28, 2016. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. The Reporting Person owns the shares of common stock of the Issuer through the J.Mitchell Reese Jr. Trust, UA 5/5/1999. The Reporting Person serves as the trustee and sole beneficiary of the trust and has sole voting and investment power with respect to the securities held by the trust.