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Home > Insider Trading > Filing (0001179110-16-032246)

Filing Details

Accession Number:
0001179110-16-032246
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-30 18:44:05
Reporting Period:
2016-11-28
Filing Date:
2016-11-30
Accepted Time:
2016-11-30 18:44:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26076 Cubic Corp CUB Measuring & Controlling Devices, Nec (3829) 951678055
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1097235 H Bradley Feldmann 9333 Balboa Avenue
San Diego CA 92123		 President/Ceo Yes Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-28 11 $46.33 11 No 4 P Indirect By child
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By child
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2016-11-28 23,888 $0.00 23,888 $0.00
Common Stock Restricted Stock Units Acquisiton 2016-11-28 23,888 $0.00 23,888 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,888 No 4 A Direct
23,888 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 23,747 Direct
Common Stock 3,050 Indirect Feldmann IRA
Common Stock 1,251 Indirect Cubic 401(k)
Common Stock 33 Indirect The Feldmann Family Trust DTD 04-20-12
Footnotes
  1. Purchase made and held by Reporting Person's son, a dependent not living in household. Reporting Person disclaims beneficial ownership of these securities.
  2. Represents shares held by the PTC Cust Rollover FBO Bradley Feldmann, of which the Reporting Person is the sole owner with full voting and disposition rights.
  3. Represents shares held by the Reporting Persons 401(k).
  4. The Feldmann Family Trust DTD 04-20-2012, of which the Reporting Person and his spouse are co-trustees with full voting and disposition rights.
  5. Each restricted stock unit ("RSU") represents a contingent right to receive one share of CUB common stock.
  6. The performance-based RSUs vest on the date the Board of Directors certifies CUB's sales growth, EBITDA growth, and return on equity for the three-year performance period ending on September 30, 2019, subject to the Reporting Person's continued service with CUB through such vesting date, except as otherwise provided in the application RSU agreement. The RSUs vest based 40% on sales growth, 40% on EBITDA growth, and 20% on the return on equity achieved by CUB during such performance period. Dividend equivalent rights accrue with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following the vesting date.
  7. The time-based RSUs vest in four equal installments on each of October 1, 2017, 2018, 2019 and 2020, subject to the Reporting Person's continued service with CUB through such date. Dividend equivalent rights accrued with respect to the RSUs when and as dividends are paid on CUB common stock and vest proportionately with the RSUs to which they relate. Vested shares and accrued dividends will be delivered to the Reporting Person following each vesting date.