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Home > Insider Trading > Filing (0001225208-16-042414)

Filing Details

Accession Number:: 0001225208-16-042414
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-30 18:10:47
Reporting Period:: 2016-11-22

Filing Date:: 2016-11-30
Accepted Time:: 2016-11-30 18:10:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1504167	Biopharmx Corp	BPMX	Investment Advice (6282)	DE

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
38777	Franklin Resources Inc	One Franklin Parkway San Mateo CA 94403-1906		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-11-22	4,375,000	$0.00	9,499,615	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Class A Warrants	Acquisiton	2016-11-22	4,375,000	$0.00	3,281,250	$0.35

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,375,000			No	4	P	Indirect

Footnotes

See Exhibit 99-1 for text of footnote, which Exhibit is incorporated by reference herein.
See Exhibits 99-2 and 99-5 for text of footnote, which Exhibits are incorporated by reference herein.
See Exhibit 99-3 for text of footnote, which Exhibit is incorporated by reference herein.
See Exhibit 99-4 for text of footnote, which Exhibit is incorporated by reference herein.