Filing Details

Accession Number:
0001213900-16-019051
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-30 15:45:18
Reporting Period:
2016-11-29
Filing Date:
2016-11-30
Accepted Time:
2016-11-30 15:45:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314223 Amber Road Inc. AMBR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1113583 Co Investment 2000 Fund Lp 150 N Radnor Chester Rd #150
Radnor PA 19087
No No Yes No
1165410 Cross Atlantic Technology Fund Ii Lp 150 N Radnor Chester Rd #150
Randnor PA 19087
No No Yes No
1254180 Xatf Management Ii Lp 150 N Radnor Chester Rd #150
Radnor PA 19087
No No Yes No
1297591 Co-Invest Capital Partners Inc 150 N Radnor Chester Rd #150
Radnor PA 19087
No No Yes No
1297592 Co-Invest Management Lp 150 N Radnor Chester Rd #150
Radnor PA 19087
No No Yes No
1418340 Cross Atlantic Capital Partners, Inc. 150 N Radnor Chester Rd #150
Radnor PA 19087
No No Yes No
1431931 Co-Investment Fund Ii, L.p. 150 N Radnor Chester Rd #150
Radnor PA 19087
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Disposition 2016-11-29 153,111 $11.50 3,603,788 No 4 S Indirect By Funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Funds
Footnotes
  1. The sale of the shares was made by Cross Atlantic Technology Fund II, L.P. in connection with its maturity and its obligation to make distributions to its partners.
  2. Consists of. 1,610,880 shares held by The Co-Investment Fund II, L.P. and 1,922,898 shares held by The Co-Investment 2000 Fund, L.P. (the "Funds"). Donald R. Caldwell, a director of the Issuer, is a director, shareholder and officer of Cross Atlantic Capital Partners II, Inc., which is the general partner of XATF Management II, L.P., which is the general partner of Cross Atlantic Technology Fund II, L.P. Donald R. Caldwell, is director, shareholder and officer of Co-Invest Capital Partners, Inc., which is the general partner Co-Invest Management, L.P., which is the general partner of The Co-Investment 2000 Fund, L.P. Donald R. Caldwell is a director, shareholder and officer of Co-Invest Capital Partners II, Inc., which is the general partner of Co-Invest Management II, L.P., which is the general partner of The Co-Investment Fund II, L.P.