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Filing Details

Accession Number:: 0000899243-16-034518
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-30 10:28:12
Reporting Period:: 2016-11-28

Filing Date:: 2016-11-30
Accepted Time:: 2016-11-30 10:28:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1331520	Home Bancshares Inc	HOMB	State Commercial Banks (6022)	710682831

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1482901	Kevin Hester	P.o. Box 966 Conway AR 72033	Chief Lending Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-11-28	2,572	$26.25	67,340	No	4	S	Direct
Common Stock	Disposition	2016-11-29	2,428	$26.25	64,912	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock - Performance Based	20,000	Direct
Common Stock - Restricted	20,000	Direct
Common Stock	5,099	Indirect	By 401(K)
Common Stock	7,128	Indirect	By IRA

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$21.25		2026-04-20	20,000	20,000	Direct
Common Stock	Performance Stock Option	$18.46		2025-08-23	100,000	100,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-04-20	20,000	20,000	Direct
2025-08-23	100,000	100,000	Direct

Footnotes

The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
The reporting person had 8,000 shares (split adjusted) vest since the last filing.
The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and therefore "cliff" vested 100% on September 30, 2016.
Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
Includes 38.725 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and made payable June 8, 2016.
The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 21, 2017.
Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.