Home > Insider Trading > Filing (0001387467-16-000246)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1387467	Alpha & Omega Semiconductor Ltd	AOSL	Semiconductors & Related Devices (3674)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1649943	Ming Kuang Daniel Chang	475 Oakmead Parkway Sunnyvale CA 94085	Senior Vp Of Marketing	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Share	Acquisiton	2016-11-25	3,080	$14.14	43,398	No	4	M	Direct
Common Share	Disposition	2016-11-25	3,080	$22.90	40,318	No	4	S	Direct
Common Share	Acquisiton	2016-11-28	1,329	$14.14	41,647	No	4	M	Direct
Common Share	Disposition	2016-11-28	1,329	$22.90	40,318	No	4	S	Direct
Common Share	Acquisiton	2016-11-28	1,312	$8.45	41,630	No	4	M	Direct
Common Share	Disposition	2016-11-28	1,312	$22.90	40,318	No	4	S	Direct
Common Share	Acquisiton	2016-11-28	4,375	$7.44	44,693	No	4	M	Direct
Common Share	Disposition	2016-11-28	4,375	$22.90	40,318	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Shares	Employee Share Option (right to buy)	Disposition	2016-11-25	3,080	$0.00	3,080	$14.14
Common Shares	Employee Share Option (right to buy)	Disposition	2016-11-28	1,329	$0.00	1,329	$14.14
Common Shares	Employee Share Option (right to buy)	Disposition	2016-11-28	1,312	$0.00	1,312	$8.45
Common Shares	Employee Share Option (right to buy)	Disposition	2016-11-28	4,375	$0.00	4,375	$7.44

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
11,329	2020-06-27	No	4	M	Direct
10,000	2020-06-27	No	4	M	Direct
1,313	2023-02-13	No	4	M	Direct
13,855	2024-03-16	No	4	M	Direct

Footnotes

Includes an aggregate of 38,617 shares subject to restricted share unit awards granted on February 14, 2013, March 17, 2014, March 16, 2015, and March 15, 2016, which will be issued as such units vest in accordance with their terms.
The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Sep 14, 2016.
The price reported in Column 4 is the exact price at which all shares were sold.
The option is fully vested and immediately exercisable for all option shares.
The option was granted on February 14, 2013 and becomes exercisable with respect to one-fourth (1/4) of the underlying shares on February 14, 2014, and thereafter the balance of the option shares become exercisable in a series of thirty-six (36) successive equal monthly installments.
The option was granted on March 17, 2014 and becomes exercisable with respect to one-fourth (1/4) of the underlying shares on March 15, 2015, and thereafter the balance of the option shares become exercisable in a series of thirty-six (36) successive equal monthly installments.