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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2016-11-29 16:25:08
Reporting Period:
Filing Date:
Accepted Time:
2016-11-29 16:25:08
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601145 S Tashtego Elwyn 880 Carillon Parkway
St. Petersburg FL 33716
President - Rja No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-28 6,000 $48.20 18,552 No 4 M Direct
Common Stock Disposition 2016-11-29 6,000 $71.03 12,552 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-11-28 6,000 $0.00 6,000 $48.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,000 2020-11-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,985 Indirect ESOP
  1. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 21, 2016.
  2. Of the 10,000 stock options granted on 11/21/2013, 60% vested on 11/21/2016, 20% will vest on 11/21/2017 and 20% on 11/21/2018.