Filing Details

Accession Number:
0001209191-16-152291
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-29 16:15:20
Reporting Period:
2016-11-25
Filing Date:
2016-11-29
Accepted Time:
2016-11-29 16:15:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1605997 Northern Power Systems Corp. NPS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1605961 R. Ciel Caldwell C/o Northern Power Systems, Inc.
29 Pitman Road
Barre VT 05641
President & Chief Exec.officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-11-25 100,000 $0.25 112,840 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.185 to $0.25, inclusive. The reporting person undertakes to provide Northern Power Systems Corp., or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.