Filing Details

Accession Number:
0001156375-16-000256
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-28 17:27:20
Reporting Period:
2016-11-25
Filing Date:
2016-11-28
Accepted Time:
2016-11-28 17:27:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1156375 Cme Group Inc. CME Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 364459170
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212809 A Terrence Duffy 20 S. Wacker Drive
Chicago IL 60606
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Class A Acquisiton 2016-11-25 17,375 $105.90 127,739 No 4 M Direct
Common Stock Class A Disposition 2016-11-25 17,375 $112.58 110,364 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Class A Non-Qualified Stock Option (right to buy) Disposition 2016-11-25 17,375 $0.00 17,375 $105.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-12-15 2016-12-15 No 4 M Direct
Footnotes
  1. On November 25, 2016, Mr. Duffy sold an aggregate of 17,375 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $112.55 to $112.61. The Company maintains a record of the transactions and copies will be provided upon request.
  2. As of December 15, 2011, this option vested with respect to 100% of the granted number of shares covered by the option.