Filing Details

Accession Number:
0000899243-16-034388
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-25 16:05:32
Reporting Period:
2016-11-22
Filing Date:
2016-11-25
Accepted Time:
2016-11-25 16:05:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1055454 School Specialty Inc SCOO Wholesale-Durable Goods (5000) 390971239
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1491069 Ross Bruce Winson 5950 Berkshire Lane
Suite 210
Dallas TX 75225
No No Yes No
1491072 Anson Funds Management Lp 5950 Berkshire Lane
Suite 210
Dallas TX 75225
No No Yes No
1491073 Anson Management Gp Llc 5950 Berkshire Lane
Suite 210
Dallas TX 75225
No No Yes No
1581079 Anson Advisors Inc. 111 Peter Street
Suite 904
Toronto A6 M5V 2H1
No No Yes No
1585166 Adam Spears 111 Peter Street
Suite 904
Toronto A6 M5V 2H1
No No Yes No
1585167 Moez Kassam 111 Peter Street
Suite 904
Toronto A6 M5V 2H1
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2016-11-22 71,083 $87.00 184,645 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. The filing of this Form 4 shall not be construed as an admission that Anson Funds Management LP ("Anson"), Anson Management GP LLC, the general partner of Anson ("Anson GP"), Bruce R. Winson, the manager of Anson GP, Anson Advisors Inc. ("Anson Advisors"), Adam Spears, a director of Anson Advisors, or Moez Kassam, a director of Anson Advisors, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 par value (the "Common Stock"), of School Specialty, Inc. (the "Issuer") purchased by private investment funds advised by Anson and Anson Advisors (the "Funds"). Pursuant to Rule 16a-1, all of Anson, Anson GP, Mr. Winson, Anson Advisors, Mr. Spears and Mr. Kassam disclaim such beneficial ownership.
  2. Anson and Anson Advisors hold indirectly 184,645 shares of Common Stock of the Issuer through the Funds, for which Anson and Anson Advisors are the Investment Advisors. Anson GP and Bruce R. Winson report the Common Stock held indirectly by the Funds because, as the general partner of Anson and the manager of Anson GP, respectively, at the time of purchase, they controlled the disposition and voting of the securities. Mr. Spears and Mr. Kassam report the Common Stock held indirectly by the Funds because, as the directors of Anson Advisors, at the time of purchase, they controlled the disposition and voting of the securities.