Filing Details

Accession Number:
0000720672-16-000184
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-23 14:10:07
Reporting Period:
2016-11-22
Filing Date:
2016-11-23
Accepted Time:
2016-11-23 14:10:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181348 P John Dubinsky 625 S. Skinker Blvd, Apt. 1503
St Louis MO 63105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-22 5,000 $50.20 23,818 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 2004-04-01 22,132 22,132 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
22,132 22,132 Direct
Footnotes
  1. Units vest quarterly over a one year period.
  2. No expiration date for these Units.