Filing Details

Accession Number:
0000720672-16-000181
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-23 14:09:04
Reporting Period:
2016-11-22
Filing Date:
2016-11-23
Accepted Time:
2016-11-23 14:09:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1517800 Allen Brautigam One Financial Plaza
501 N. Broadway
St. Louis MO 63102-2102
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-22 2,200 $50.20 33,068 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 44,577 44,577 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
44,577 44,577 Direct
Footnotes
  1. Units vest in 20% increments over a five year period.
  2. No expiration date for these Units.