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Home > Insider Trading > Filing (0000720672-16-000178)

Filing Details

Accession Number:: 0000720672-16-000178
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-23 14:07:50
Reporting Period:: 2016-11-22

Filing Date:: 2016-11-23
Accepted Time:: 2016-11-23 14:07:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1380492	B. Thomas Michaud	787 Seventh Avenue New York NY 10019		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-11-22	1,964	$47.57	100,553	No	4	D	Direct
Common Stock	Disposition	2016-11-22	12,571	$50.20	87,982	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	D	Direct
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00			70,218	70,218	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	70,218	70,218	Direct

Footnotes

Constitutes a portion of shares which vested on November 22, 2016 that were withheld from reporting person on November 22, 2016 in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a reult of all vesting events.
Units vest in 20% increments over a five year period.
No expiration date for these Units.