Filing Details

Accession Number:
0000720672-16-000172
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-23 14:04:14
Reporting Period:
2016-11-22
Filing Date:
2016-11-23
Accepted Time:
2016-11-23 14:04:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720672 Stifel Financial Corp SF Security Brokers, Dealers & Flotation Companies (6211) 431273600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203675 M James Zemlyak One Financial Plaza
501 N. Broadway
St. Louis MO 63102-2102
Chief Fin'l & Admin Offcr Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-22 15,000 $50.20 724,733 No 4 S Direct
Common Stock Disposition 2016-11-22 550 $0.00 724,183 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,922 Indirect by Son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 194,428 194,428 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
194,428 194,428 Direct
Footnotes
  1. Units vest in 20% increments over a five year period.
  2. No expiration date for these Units.