Filing Details

Accession Number:
0000899243-16-034235
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-23 10:01:54
Reporting Period:
2016-11-21
Filing Date:
2016-11-23
Accepted Time:
2016-11-23 10:01:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 710682831
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1656361 Donna Townsell P.o. Box 966
Conway AR 72033
Senior Exec Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-21 4,291 $26.35 12,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,264 Indirect Custodian for daughter
Common Stock - Performance Based 20,000 Direct
Common Stock - Restricted 20,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $21.25 2026-04-20 20,000 20,000 Direct
Common Stock Stock Option $6.56 2022-01-19 40,000 40,000 Direct
Common Stock Performance Stock Option $18.46 2025-08-23 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-04-20 20,000 20,000 Direct
2022-01-19 40,000 40,000 Direct
2025-08-23 100,000 100,000 Direct
Footnotes
  1. The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
  2. The reporting person had 6,000 shares (split adjusted) vest since the last filing.
  3. Includes 49.16 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  4. The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
  5. The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
  6. Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
  7. The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
  8. The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 21, 2017.
  9. The option became exercisable in five equal annual installments beginning on January 20, 2013.
  10. Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.