Filing Details

Accession Number:
0000891839-16-000283
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-22 17:18:59
Reporting Period:
2016-11-21
Filing Date:
2016-11-22
Accepted Time:
2016-11-22 17:18:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716314 Graham Corp GHM General Industrial Machinery & Equipment (3560) 161194720
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250215 T Gerard Mazurkiewicz C/O Graham Corporation
20 Florence Avenue
Batavia NY 14020
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-21 2,500 $12.52 11,431 No 4 M Direct
Common Stock Disposition 2016-11-21 1,900 $20.30 9,531 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-11-21 2,500 $0.00 2,500 $12.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,500 2011-08-15 2017-08-15 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $30.88 2012-05-29 2018-05-29 924 924 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-29 924 924 Direct
Footnotes
  1. This option was previously reported by Mr. Mazurkiewicz.