Filing Details
- Accession Number:
- 0000712034-16-000132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-22 15:48:12
- Reporting Period:
- 2016-11-18
- Filing Date:
- 2016-11-22
- Accepted Time:
- 2016-11-22 15:48:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 712034 | Acco Brands Corp | ACCO | Blankbooks, Looseleaf Binders & Bookbindg & Relatd Work (2780) | 362704017 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1417020 | C Mark Anderson | C/O Acco Brands Corporation Four Corporate Drive Lake Zurich IL 60047 | Sr Vp, Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-18 | 18,482 | $7.64 | 98,979 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-18 | 15,900 | $8.93 | 114,879 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-18 | 7,958 | $7.51 | 122,837 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-18 | 16,714 | $6.12 | 139,551 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-18 | 59,054 | $12.17 | 80,497 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-18 | 35,082 | $12.17 | 45,415 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-18 | 18,482 | $0.00 | 18,482 | $7.64 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-18 | 15,900 | $0.00 | 15,900 | $8.93 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-18 | 7,958 | $0.00 | 7,958 | $7.51 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-18 | 16,714 | $0.00 | 16,714 | $6.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-21 | 2020-02-21 | No | 4 | M | Direct |
| 0 | 2012-05-18 | 2018-05-17 | No | 4 | M | Direct |
| 15,915 | 2016-03-04 | 2022-03-04 | No | 4 | M | Direct |
| 8,357 | 2015-03-05 | 2021-03-05 | No | 4 | M | Direct |
Footnotes
- This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $12.15 to $12.275. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $12.15 to $12.268. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually. All vested options are exercisable. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.
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