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Filing Details

Accession Number:: 0001593968-16-001237
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-22 15:42:49
Reporting Period:: 2016-11-21

Filing Date:: 2016-11-22
Accepted Time:: 2016-11-22 15:42:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1466026	Midland States Bancorp Inc.	MSBI	State Commercial Banks (6022)	371233196

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1526236	J. Douglas Tucker	1201 Network Centre Dr. Effingham IL 62401	Svp Corporate Counsel	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-11-21	2,416	$28.90	7,179	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option (right to buy)	$17.50	2020-10-15	25,000	25,000	Direct
Common Stock	Option (right to buy)	$16.00	2022-12-13	5,500	5,500	Direct
Common Stock	Option (right to buy)	$23.00	2025-11-03	11,566	11,566	Direct
Common Stock	Option (right to buy)	$21.00	2024-12-02	7,153	7,153	Direct
Common Stock	Option (right to buy)	$14.75	2021-12-16	5,424	5,424	Direct
Common Stock	Option (right to buy)	$16.59	2023-12-10	5,899	5,899	Direct
Common Stock	Option (right to buy)	$18.00	2024-08-05	40,000	40,000	Direct
Common Stock	Option (right to buy)	$28.59	2026-11-16	5,405	5,405	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-10-15	25,000	25,000	Direct
2022-12-13	5,500	5,500	Direct
2025-11-03	11,566	11,566	Direct
2024-12-02	7,153	7,153	Direct
2021-12-16	5,424	5,424	Direct
2023-12-10	5,899	5,899	Direct
2024-08-05	40,000	40,000	Direct
2026-11-16	5,405	5,405	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.75 - $29.11 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.
This amount includes an adjustment to the amount included on the reporting persons last Form 4. That Form 4 did not correctly subtract the 144 shares which were reported as disposed of in connection with the Federal tax withholding for the 11/3/2016 restricted stock vest.
These options vest in three equal annual installments beginning one year after the 10/15/2010 date of grant.
These options vest in three equal annual installments beginning one year after the 12/13/2012 date of grant.
These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
These options vest in three equal annual installments beginning one year after the 12/16/2011 date of grant.
These options vest in three equal annual installments beginning one year after the 12/10/2013 date of grant.
Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.