Filing Details

Accession Number:
0001354488-16-008580
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-22 07:31:02
Reporting Period:
2016-11-18
Filing Date:
2016-11-22
Accepted Time:
2016-11-22 07:31:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069308 Opexa Therapeutics Inc. OPXA Pharmaceutical Preparations (2834) 760333165
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237409 C Timothy Barabe C/O Opexa Therapeutics, Inc.
2635 Technology Forest Blvd.
The Woodlands TX 77381
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-18 7,105 $0.55 20,719 No 4 S Direct
Common Stock Disposition 2016-11-18 7,809 $0.55 12,910 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (Right to Buy) Disposition 2016-11-18 16,000 $0.01 16,000 $12.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-04-08 2018-04-08 No 4 S Direct