Filing Details

Accession Number:
0001104659-16-158420
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-21 19:38:20
Reporting Period:
2016-11-18
Filing Date:
2016-11-21
Accepted Time:
2016-11-21 19:38:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
817979 Accuride Corp ACW Motor Vehicle Parts & Accessories (3714) 611109077
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1471569 Littlejohn Fund Iv, L.p. 8 Sound Shore Drive
Suite 303
Greenwich CT 06830
No No Yes No
1647472 Cetus Capital Iii, L.p. 8 Sound Shore Drive
Suite 303
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-18 26,402 $0.00 137,850 No 4 M Direct
Common Stock Disposition 2016-11-18 137,850 $2.58 0 No 4 S Direct
Common Stock Disposition 2016-11-18 2,375,763 $2.58 0 No 4 S Direct
Common Stock Disposition 2016-11-18 4,182,716 $2.58 0 No 4 S Direct
Common Stock Disposition 2016-11-18 1,153,655 $2.58 0 No 4 S Direct
Common Stock Disposition 2016-11-18 477,801 $2.58 0 No 4 S Direct
Common Stock Disposition 2016-11-18 8,650 $2.58 0 No 4 S Direct
Common Stock Disposition 2016-11-18 16,781 $2.58 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2016-11-18 26,402 $0.00 26,402 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Pursuant to the Agreement and Plan of Merger, dated September 2, 2016 (the "Merger Agreement"), by and among the Issuer, Armor Parent Corp. and Armor Merger Corp., each restricted stock unit held by Mr. Robert E. Davis at the effective time of the transactions contemplated by the Merger Agreement was automatically vested and was converted into one share of the Issuer's Common Stock.
  2. These shares are directly owned by Robert E. Davis, who is a portfolio manager for Cetus Capital, LLC ("Cetus"), Cetus Capital II, LLC ("Cetus II"), Cetus Capital III, L.P. ("Cetus III"), Littlejohn Opportunities Master Fund LP ("Opportunities Master Fund") and SG Distressed Fund, LP ("Distressed Fund"). Mr. Davis disclaims any beneficial ownership of the shares included in this report except to the extent of his respective pecuniary interests therein, and this report shall not be deemed an admission that Mr. Davis is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
  3. These shares are directly owned by Cetus. Littlejohn Fund III, L.P. ("Fund III"), as the sole member of Cetus, and Littlejohn Associates III, L.L.C. ("Associates III"), the general partner of Fund III, may each be deemed to be the indirect beneficial owner of these shares. Each of Fund III and Associates III disclaim any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Fund III or Associates III is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
  4. These shares are directly owned by Cetus II. Littlejohn Fund IV, L.P. ("Fund IV"), as the sole member of Cetus II, and Littlejohn Associates IV, L.L.C. ("Associates IV"), the general partner of Fund IV, may each be deemed to be the indirect beneficial owner of these shares. Each of Fund IV and Associates IV disclaim any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Fund IV or Associates IV is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
  5. These shares are directly owned by Opportunities Master Fund. Littlejohn Opportunities GP LLC ("Opportunities GP"), the general partner of Opportunities Master Fund, may be deemed to be the indirect beneficial owner of these shares. Opportunities GP disclaims any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Opportunities GP is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
  6. These shares are directly owned by Distressed Fund. Opportunities GP, the general partner of Distressed Fund, may be deemed to be the indirect beneficial owner of these shares. Opportunities GP disclaims any beneficial ownership of the shares included in this report except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that Opportunities GP is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
  7. These shares are directly owned by Richard E. Maybaum, who is a portfolio manager for Cetus, Cetus II, Cetus III, Opportunities Master Fund and Distressed Fund. Mr. Maybaum disclaims any beneficial ownership of the shares included in this report except to the extent of his respective pecuniary interests therein, and this report shall not be deemed an admission that Mr. Maybaum is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
  8. These shares are directly owned by Cetus III. Cetus III disclaims any beneficial ownership of the shares included in this report except to the extent of its pecuniary interests therein, and this report shall not be deemed an admission that Cetus III is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.