Filing Details

Accession Number:
0001561660-16-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-21 17:33:12
Reporting Period:
2016-11-21
Filing Date:
2016-11-21
Accepted Time:
2016-11-21 17:33:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561660 Pattern Energy Group Inc. PEGI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209120 R Alan Batkin Pier 1, Bay 3
San Francisco CA 94111
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-11-21 5,000 $19.02 10,000 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 26,277 Direct
Class A Common Stock 10,000 Indirect See footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.995 to $19.050, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
  2. By The Batkin Family Limited Partnership, of which the reporting person is a partner.
  3. By the Alan R. Batkin Profit Sharing Plan, of which the reporting person is the trustee and beneficiary.