Filing Details

Accession Number:
0001127602-16-067890
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-21 16:58:36
Reporting Period:
2016-11-17
Filing Date:
2016-11-21
Accepted Time:
2016-11-21 16:58:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1049502 Mks Instruments Inc MKSI Industrial Instruments For Measurement, Display, And Control (3823) 042277512
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550572 L Dennis Werth 2 Tech Drive
Suite 201
Andover MA 01810
Sr. Vp, Business Units No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-17 2,100 $56.50 3,738 No 4 D Direct
Common Stock Disposition 2016-11-17 1,405 $56.50 2,333 No 4 F Direct
Common Stock Disposition 2016-11-17 2,333 $56.41 0 No 4 S Direct
Common Stock Acquisiton 2016-11-17 5,838 $20.32 5,838 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2016-11-17 5,838 $0.00 5,838 $20.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-03-31 No 4 M Direct
Footnotes
  1. Reflects the disposition of shares to the issuer deemed to occur upon the exercise of a stock appreciation right.
  2. Shares have been withheld in satisfaction of reporting person's tax withholding obligations resulting from the exercise of stock appreciation rights.
  3. The stock appreciation right became fully vested on March 31, 2013.