Filing Details

Accession Number:
0001140361-16-087428
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-21 16:56:17
Reporting Period:
2016-11-17
Filing Date:
2016-11-21
Accepted Time:
2016-11-21 16:56:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1166126 J C Penney Co Inc JCP Retail-Department Stores (5311) 260037077
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1675436 Iii Joseph John Tighe C/O J. C. Penney Company, Inc.
6501 Legacy Drive
Plano TX 75024
Evp, Chief Merchant No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Of 50 Cents Par Value Disposition 2016-11-17 16,340 $9.43 256,665 No 4 F Direct
Common Stock Of 50 Cents Par Value Disposition 2016-11-18 38,756 $9.33 217,909 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock Of 50 Cents Par Value 530 Indirect By Trustee of 401(k)
Footnotes
  1. Represents shares withheld to satisfy tax withholding obligation upon vesting of time-based restricted stock units as required by the Issuer.
  2. Includes 200 shares that were inadvertently omitted from the reporting person's Form 3.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.37, inclusive. The reporting person undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Represents equivalent shares based on units of participation in the JCPenney stock fund allocated to Mr. Tighe's account in the Company's 401(k) plan, as of October 31, 2016. The shares of JCPenney common stock in the fund are held by the trustee of the 401(k) plan. Changes in the amount of securities beneficially owned reflect changes in the value of the fund, the number of units of participation in the fund held by all participants, and the number of units of participation held by Mr. Tighe.