Filing Details

Accession Number:
0001127602-16-067825
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-18 21:33:51
Reporting Period:
2016-11-17
Filing Date:
2016-11-18
Accepted Time:
2016-11-18 21:33:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1139812 Mb Financial Inc MBFI National Commercial Banks (6021) 364460265
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1243656 Marie Rose Bouman C/O Mb Financial, Inc.
6111 North River Road
Rosemont IL 60018
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-17 4,856 $40.00 76,710 No 4 M Direct
Common Stock Disposition 2016-11-17 4,677 $42.79 72,033 No 4 F Direct
Common Stock Disposition 2016-11-17 2,000 $42.11 70,033 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-11-17 4,856 $0.00 4,856 $40.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-07-25 2017-07-25 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $32.89 2011-07-25 2017-07-25 5,942 5,942 Direct
Common Stock Stock Option (Right to Buy) $29.00 2012-06-25 2018-06-25 14,430 14,430 Direct
Common Stock Stock Option (Right to Buy) $24.65 2012-06-25 2018-06-25 17,675 17,675 Direct
Common Stock Stock Option (Right to Buy) $20.40 2013-08-29 2022-08-29 4,976 4,976 Direct
Common Stock Stock Option (Right to Buy) $27.09 2014-08-28 2023-08-28 3,974 3,974 Direct
Common Stock Restricted Stock Units $0.00 924 924 Direct
Common Stock Stock Option (Right to Buy) $29.80 2015-02-26 2024-02-26 3,925 3,925 Direct
Common Stock Performance Share Units $0.00 4,182 4,182 Direct
Common Stock Restricted Stock Units $0.00 1,672 1,672 Direct
Common Stock Stock Option (Right to Buy) $31.26 2016-02-25 2025-02-25 2,937 2,937 Direct
Common Stock Performance Share Units $0.00 3,815 3,815 Direct
Common Stock Restricted Stock Units $0.00 2,289 2,289 Direct
Common Stock Restricted Stock Units $0.00 2,289 2,289 Direct
Common Stock Restricted Stock Units $0.00 1,995 1,995 Direct
Common Stock Stock Option (Right to Buy) $30.33 2017-02-24 2026-02-24 3,625 3,625 Direct
Common Stock Performance Share Units $0.00 4,130 4,130 Direct
Common Stock Restricted Stock Units $0.00 1,088 1,088 Direct
Common Stock Restricted Stock Units $0.00 3,304 3,304 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-07-25 5,942 5,942 Direct
2018-06-25 14,430 14,430 Direct
2018-06-25 17,675 17,675 Direct
2022-08-29 4,976 4,976 Direct
2023-08-28 3,974 3,974 Direct
924 924 Direct
2024-02-26 3,925 3,925 Direct
4,182 4,182 Direct
1,672 1,672 Direct
2025-02-25 2,937 2,937 Direct
3,815 3,815 Direct
2,289 2,289 Direct
2,289 2,289 Direct
1,995 1,995 Direct
2026-02-24 3,625 3,625 Direct
4,130 4,130 Direct
1,088 1,088 Direct
3,304 3,304 Direct
Footnotes
  1. Transaction represents withholding of shares based on a net exercise to satisfy tax withholding obligations and exercise cost.
  2. Option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
  3. Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year) beginning on the date indicated.
  4. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning August 28, 2013).
  5. Performance based vesting
  6. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 26, 2015).
  7. Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
  8. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 25, 2016).
  9. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 25, 2016 and one-half of the restricted stock units are scheduled to vest on February 25, 2017.
  10. Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
  11. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
  12. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).