Filing Details
- Accession Number:
- 0001225208-16-042003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-18 18:15:08
- Reporting Period:
- 2016-11-16
- Filing Date:
- 2016-11-18
- Accepted Time:
- 2016-11-18 18:15:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1656828 | A Marie Chandoha | 211 Main Street San Francisco CA 94105 | President - Csim | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-16 | 35,124 | $12.45 | 38,142 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2016-11-16 | 35,000 | $13.64 | 73,142 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2016-11-16 | 17,279 | $11.75 | 90,421 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2016-11-16 | 14,463 | $13.91 | 104,884 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2016-11-16 | 14,463 | $36.65 | 90,421 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2016-11-16 | 17,279 | $36.65 | 73,142 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2016-11-16 | 35,000 | $36.65 | 38,142 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2016-11-16 | 35,124 | $36.65 | 3,018 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2016-11-16 | 14,463 | $0.00 | 14,463 | $13.91 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2016-11-16 | 35,124 | $0.00 | 35,124 | $12.45 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2016-11-16 | 35,000 | $0.00 | 35,000 | $13.64 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2016-11-16 | 17,279 | $0.00 | 17,279 | $11.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-01 | 2022-03-01 | No | 4 | M | Direct |
| 0 | 2013-08-01 | 2022-08-01 | No | 4 | M | Direct |
| 0 | 2013-11-01 | 2022-11-01 | No | 4 | M | Direct |
| 0 | 2015-11-01 | 2021-11-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $36.6 to $36.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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