Filing Details
- Accession Number:
- 0001628280-16-021556
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-18 16:52:44
- Reporting Period:
- 2016-11-16
- Filing Date:
- 2016-11-18
- Accepted Time:
- 2016-11-18 16:52:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1314223 | Amber Road Inc. | AMBR | Services-Prepackaged Software (7372) | 222590301 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1602319 | Iii C Albert Cooke | C/O Amber Road, Inc. One Meadowlands Plaza East Rutherford NJ 07073 | Vp, Global Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-16 | 20,000 | $3.29 | 37,404 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2016-11-16 | 20,000 | $10.50 | 17,404 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-16 | 14,404 | $10.50 | 3,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-11-16 | 20,000 | $3.29 | 20,000 | $3.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-01-24 | 2017-01-24 | No | 4 | M | Direct |
Footnotes
- Sale of exercised stock options from a 1/24/07 stock option grant of 40,080 options, expiring on 1/24/17, at an exercise price of $3.29 per share, with the exercise price to be satisfied by sale proceeds (cashless).
- Final stock option exercise of a 1/24/07 stock option grant of 40,080 options, expiring on 1/24/17, at an exercise price of $3.29 per share, with the exercise price to be satisfied by sale proceeds (cashless).
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