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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2016-11-18 14:49:59
Reporting Period:
Filing Date:
Accepted Time:
2016-11-18 14:49:59
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1373835 Spectra Energy Corp. SE () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186942 L Gregory Ebel 5400 Westheimer Court
Houston TX 77056-5310
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-17 76,700 $25.64 360,600 No 4 M Direct
Common Stock Disposition 2016-11-17 66,587 $40.78 294,013 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-11-17 76,700 $0.00 76,700 $25.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,572 Indirect By Spouse Retirement Savings Plan
Common Stock 5,963 Indirect Retirement Savings Plan
  1. The price reported is a weighted average. The shares were sold in multiple transaction at prices ranging from $40.64 to $40.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Vests in three annual installments beginning February, 2008.