Filing Details

Accession Number:
0001179110-16-031833
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-18 14:18:47
Reporting Period:
2016-11-16
Filing Date:
2016-11-18
Accepted Time:
2016-11-18 14:18:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1659228 Bats Global Markets Inc. BATS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403270 D Derick Shupe 8050 Marshall Drive
Suite 120
Lenexa KS 66214
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-16 20,000 $9.83 28,512 No 4 M Direct
Common Stock Disposition 2016-11-16 20,000 $31.02 8,512 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-11-16 20,000 $0.00 20,000 $9.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,222 2019-12-14 No 4 M Direct
Footnotes
  1. The number of shares has been adjusted to reflect the 1-for-2.91 stock split which was consummated immediately prior to the completion of the Issuer's initial public offering.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.98 to $31.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. Options exercisable as to 100%.