Filing Details
- Accession Number:
- 0001562180-16-003566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-18 11:47:42
- Reporting Period:
- 2016-11-17
- Filing Date:
- 2016-11-18
- Accepted Time:
- 2016-11-18 11:47:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1217612 | Jeffrey Hoyt | Peoples United Bank 850 Main Street Bridgeport CT 06604 | Chief Accounting Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-17 | 1,600 | $16.61 | 24,588 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-17 | 2,200 | $16.61 | 26,788 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-17 | 4,279 | $16.94 | 31,067 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-17 | 6,097 | $16.58 | 37,164 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-17 | 14,176 | $18.28 | 22,988 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2016-11-17 | 1,600 | $0.00 | 1,600 | $16.61 |
| Common Stock | Employee Option to Buy | Disposition | 2016-11-17 | 2,200 | $0.00 | 2,200 | $16.61 |
| Common Stock | Employee Option to Buy | Disposition | 2016-11-17 | 4,279 | $0.00 | 4,279 | $16.94 |
| Common Stock | Employee Option to Buy | Disposition | 2016-11-17 | 6,097 | $0.00 | 6,097 | $16.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,200 | 2017-11-15 | No | 4 | M | Direct | |
| 0 | 2017-11-15 | No | 4 | M | Direct | |
| 0 | 2018-02-21 | No | 4 | M | Direct | |
| 0 | 2019-01-22 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $18.27 to $18.28. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Includes 2,804 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 30 shares acquired through dividend reinvestment). Information is based on the 9/30/2016 Plan statement.
- Exercisable in annual increments beginning on the second anniversary (50%); third anniversary (25%); and fourth anniversary (25%).
- Exercisable in annual increments on 2/1/2010 (50%); 2/1/2011 (25%); and 2/1/2012 (25%).
- Exercisable in annual increments on 2/1/2011 (50%); 2/1/2012 (25%); and 2/1/2013 (25%).
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