Filing Details

Accession Number:
0001209191-16-151065
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-17 21:38:06
Reporting Period:
2016-11-16
Filing Date:
2016-11-17
Accepted Time:
2016-11-17 21:38:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463101 Enphase Energy Inc. ENPH Semiconductors & Related Devices (3674) 204645388
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544025 B Paul Nahi C/O Enphase Energy, Inc.
1420 N. Mcdowell Blvd.
Petaluma CA 94954
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-16 3,176 $1.05 524,241 No 4 S Direct
Common Stock Disposition 2016-11-16 1,234 $1.05 523,007 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 55,066 Indirect Held in Trust
Common Stock 501,822 Indirect Held in Trust
Footnotes
  1. Represents shares sold to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on June 19, 2015.
  2. Balance includes a non-reportable acquisition of 2000 shares purchased through the Company's 2011 Employee Stock Purchase Plan.
  3. Represents shares sold to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on May 6, 2013.
  4. The shares are held in trust for Mr. Nahi's children. Mr. Nahi disclaims beneficial ownership of the shares.
  5. Reflects shares transferred on August 4, 2016 to the Nahi Family Revocable Living Trust.