Filing Details

Accession Number:
0001179110-16-031790
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-17 17:42:15
Reporting Period:
2016-11-15
Filing Date:
2016-11-17
Accepted Time:
2016-11-17 17:42:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
17313 Capital Southwest Corp CSWC () 751072796
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1648742 Scott Michael Sarner C/O Capital Southwest Corporation
5400 Lyndon B. Johnson Fwy, Suite 1300
Dallas TX 75240
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-15 34,500 $0.00 65,286 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Represents a restricted stock award of 34,500 shares.