Filing Details

Accession Number:
0000096021-16-000336
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-16 19:09:05
Reporting Period:
2016-11-14
Filing Date:
2016-11-16
Accepted Time:
2016-11-16 19:09:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
96021 Sysco Corp SYY Wholesale-Groceries & Related Products (5140) 741648137
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602507 T. Joel Grade 1390 Enclave Parkway
Houston TX 77077
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-14 16,338 $29.96 61,563 No 4 M Direct
Common Stock Disposition 2016-11-14 16,338 $53.49 45,225 No 4 S Direct
Common Stock Acquisiton 2016-11-15 1,100 $29.96 46,325 No 4 M Direct
Common Stock Acquisiton 2016-11-15 7,790 $27.65 54,115 No 4 M Direct
Common Stock Disposition 2016-11-15 7,790 $53.49 46,325 No 4 S Direct
Common Stock Disposition 2016-11-15 1,502 $53.49 44,823 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to buy) Disposition 2016-11-14 16,338 $0.00 16,338 $29.96
Common Stock Stock Options (Right to buy) Disposition 2016-11-15 1,100 $0.00 1,100 $29.96
Common Stock Stock Options (Right to buy) Disposition 2016-11-15 7,790 $0.00 7,790 $27.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,538 2019-11-13 No 4 M Direct
17,438 2019-11-13 No 4 M Direct
585 2018-11-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 249 Indirect Held in trust for son.
Footnotes
  1. The exercise and sale were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported is a weighted average sale price per share of the 16,338 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.84. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  3. The exercise was effected pursuant to a Rule 10b5-1 Plan.
  4. The price reported is a weighted average sale price per share of the 7,790 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $53.36 to $53.60. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  5. These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.
  6. Options are fully exercisable.
  7. Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.