Filing Details
- Accession Number:
- 0001225208-16-041892
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 18:56:11
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 18:56:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1467542 | G Lawrence Hund | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | President-Hdfs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-14 | 21,053 | $51.78 | 25,438 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-14 | 7,218 | $45.32 | 32,656 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-14 | 28,271 | $60.00 | 4,385 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-14 | 21,053 | $0.00 | 21,053 | $51.78 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-11-14 | 7,218 | $0.00 | 7,218 | $45.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-04 | 2023-02-04 | No | 4 | M | Direct |
| 0 | 2013-02-06 | 2022-02-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,619 | Indirect | By Wife |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 17,176 | 17,176 | Direct | ||
| Common Stock | Stock Option (right to buy) | $18.92 | 2010-07-17 | 2019-07-17 | 40,053 | 40,053 | Direct |
| Common Stock | Stock Option (right to buy) | $22.63 | 2011-02-10 | 2020-02-10 | 25,073 | 25,073 | Direct |
| Common Stock | Stock Option (right to buy) | $62.33 | 2015-02-04 | 2025-02-04 | 19,509 | 19,509 | Direct |
| Common Stock | Stock Option (right to buy) | $63.49 | 2016-02-03 | 2025-02-03 | 20,950 | 20,950 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 17,176 | 17,176 | Direct | |
| 2019-07-17 | 40,053 | 40,053 | Direct |
| 2020-02-10 | 25,073 | 25,073 | Direct |
| 2025-02-04 | 19,509 | 19,509 | Direct |
| 2025-02-03 | 20,950 | 20,950 | Direct |
Footnotes
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- RSUs granted on 2/4/14 were granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. RSUs granted on 2/3/15 and 2/2/16 were granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- Each restricted stock unit represents a contingent right to receive one share of common stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 (granted pursuant to the 2014 Incentive Stock Plan) and 2/2/2016 ( granted pursuant to the 2014 Incentive Stock Plan) each vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
- Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
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