Filing Details

Accession Number:
0001209191-16-150645
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-16 17:55:01
Reporting Period:
2016-11-15
Filing Date:
2016-11-16
Accepted Time:
2016-11-16 17:55:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1364962 Imperva Inc IMPV Services-Prepackaged Software (7372) 030460133
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1533545 E. Mark Kraynak C/O Imperva, Inc.
3400 Bridge Parkway, Suite 200
Redwood Shores CA 94065
Svp & Gm Of Enterprise Bus. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-15 448 $0.00 448 No 4 M Direct
Common Stock Acquisiton 2016-11-15 717 $0.00 1,165 No 4 M Direct
Common Stock Acquisiton 2016-11-15 3,108 $0.00 4,273 No 4 M Direct
Common Stock Acquisiton 2016-11-15 2,391 $0.00 6,664 No 4 M Direct
Common Stock Disposition 2016-11-16 3,332 $40.16 3,332 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2016-11-15 938 $0.00 938 $0.00
Common Stock Restricted Stock Units Disposition 2016-11-15 1,500 $0.00 1,500 $0.00
Common Stock Restricted Stock Units Disposition 2016-11-15 6,500 $0.00 6,500 $0.00
Common Stock Restricted Stock Units Disposition 2016-11-15 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
937 2023-02-04 No 4 M Direct
7,500 2024-02-03 No 4 M Direct
0 2025-02-02 No 4 M Direct
0 2016-12-15 No 4 M Direct
Footnotes
  1. Represents the number of shares that were acquired in connection with the net settlement of the restricted stock units listed in Table II.
  2. This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
  3. Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $40.10 to $40.30. The reporting person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.
  5. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2013, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
  6. The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
  7. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
  8. The restricted stock units vest as follows: 25% of the underlying shares vested on February 15, 2016, with the remaining 75% vesting in three equal quarterly installments thereafter. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer.
  9. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of November 15, 2012, with the remaining 25% vesting in equal annual installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certaincircumstances following a change in control of the Issuer.