Filing Details
- Accession Number:
- 0001204555-16-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 17:20:50
- Reporting Period:
- 2016-11-15
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 17:20:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1471265 | Northwest Bancshares Inc. | NWBI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204555 | W William Harvey | 100 Liberty Street Warren PA 16365 | Sr. Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Acquisiton | 2016-11-15 | 9,286 | $12.12 | 143,158 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Disposition | 2016-11-15 | 9,286 | $17.75 | 133,872 | No | 4 | S | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2016-11-15 | 12,937 | $7.48 | 146,809 | No | 4 | M | Direct | |
| Northwest Bancshares, Inc. | Disposition | 2016-11-15 | 5,410 | $17.89 | 141,399 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-11-15 | 9,286 | $12.12 | 13,000 | $12.12 |
| Northwest Bancshares, Inc. Common Stock | Stock Options (Right to Buy) | Disposition | 2016-11-15 | 12,937 | $7.48 | 12,937 | $7.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,714 | 2012-01-19 | 2018-01-19 | No | 4 | X | Direct |
| 0 | 2010-02-18 | 2019-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Northwest Bancshares, Inc. | 686 | Indirect | IRA |
| Northwest Bancshares, Inc. | 686 | Indirect | Wife's IRA |
| Northwest Bancshares, Inc. | 30,677 | Indirect | 401-K |
Footnotes
- Average price of 11 lots with a high of $17.77 and a low of $17.725.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Constructively exchanged 5,410 shares in order to exercise 12,937 stock options. The number of shares issued was 7,527.
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