Filing Details

Accession Number:
0001006837-16-000123
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-16 17:10:47
Reporting Period:
2016-11-14
Filing Date:
2016-11-16
Accepted Time:
2016-11-16 17:10:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1006837 Hc2 Holdings Inc. HCHC Fabricated Structural Metal Products (3440) 541708481
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233569 Philip Falcone C/O Hc2 Holdings, Inc.
450 Park Avenue, 30Th Floor
New York NY 10022
Ceo, Chairman And President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-14 21,000 $4.53 805,827 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 540,000 Indirect Global Opportunities Breakaway MM LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.5285 to $4.5504, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.