Filing Details
- Accession Number:
- 0001562180-16-003532
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-16 15:50:49
- Reporting Period:
- 2016-11-15
- Filing Date:
- 2016-11-16
- Accepted Time:
- 2016-11-16 15:50:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1391800 | P Collin Baron | 5455 Congress Street Fairfield CT 06824 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-15 | 100,000 | $17.09 | 332,843 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-15 | 100,000 | $18.54 | 232,843 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-16 | 94,415 | $17.09 | 327,258 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-16 | 94,415 | $18.20 | 232,843 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Option to Buy | Disposition | 2016-11-15 | 100,000 | $0.00 | 100,000 | $17.09 |
| Common Stock | Director Option to Buy | Disposition | 2016-11-16 | 94,415 | $0.00 | 94,415 | $17.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 94,415 | 2017-12-07 | No | 4 | M | Direct | |
| 0 | 2017-12-07 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $18.53 to $18.565. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $18.17 to $18.21. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant.
Billionaire Hedge Funds
