Filing Details

Accession Number:
0000899243-16-033565
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-15 18:04:49
Reporting Period:
2016-11-10
Filing Date:
2016-11-15
Accepted Time:
2016-11-15 18:04:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 710682831
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365252 Jack Engelkes P.o. Box 966
Conway AR 72033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-10 10,000 $24.48 121,026 No 4 S Direct
Common Stock Disposition 2016-11-11 6,319 $24.87 0 No 4 S Indirect Held in Simple IRA
Common Stock Disposition 2016-11-11 2,000 $24.83 190,413 No 4 S Indirect Owned solely by wife
Common Stock Disposition 2016-11-14 3,000 $25.58 118,026 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect Held in Simple IRA
No 4 S Indirect Owned solely by wife
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 44,719 Indirect Custodian for daughters
Common Stock 400 Indirect Held in wife's IRA
Common Stock - Restricted 4,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $2.66 1,426 1,426 Direct
Common Stock Stock Option $17.12 2025-04-15 20,000 20,000 Direct
Common Stock Stock Option $2.10 2007-12-31 2017-12-31 1,426 1,426 Direct
Common Stock Stock Option $2.46 2,851 2,851 Direct
Common Stock Stock Option $4.30 2018-01-09 4,752 4,752 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,426 1,426 Direct
2025-04-15 20,000 20,000 Direct
2017-12-31 1,426 1,426 Direct
2,851 2,851 Direct
2018-01-09 4,752 4,752 Direct
Footnotes
  1. The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
  2. Includes 965.1229 split adjusted shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  3. Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
  4. Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
  5. Includes 72.391 split adjusted shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  6. Includes 154.926 split adjusted shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  7. 20% of the issued option is remaining. The 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
  8. The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 16, 2016.
  9. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
  10. The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.
  11. The exercise price decreased and the number of shares exercisable increased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and made payable June 8, 2016.