Filing Details
- Accession Number:
- 0000035527-16-000228
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 18:03:33
- Reporting Period:
- 2016-11-10
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 18:03:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 35527 | Fifth Third Bancorp | FITB | State Commercial Banks (6022) | 310854434 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247734 | D Greg Carmichael | 38 Fountain Square Plaza Cincinnati OH 45263 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-10 | 84,615 | $19.26 | 463,404 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-10 | 68,648 | $23.74 | 394,756 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-11-10 | 7,257 | $23.74 | 387,499 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-11-10 | 97,952 | $3.96 | 485,451 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-10 | 16,340 | $23.74 | 469,111 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-11-10 | 37,093 | $23.74 | 432,018 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-11-10 | 17,689 | $23.45 | 414,329 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2016-11-10 | 84,615 | $0.00 | 84,615 | $19.26 |
| Common Stock | Stock Appreciation Rights | Disposition | 2016-11-10 | 97,952 | $0.00 | 97,952 | $3.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-04-15 | 2018-04-15 | No | 4 | M | Direct |
| 0 | 2009-04-21 | 2019-04-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 53 | Indirect | By UTMA custodian for son |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.24 to $23.49, inclusive. The reporting person undertakes to provide to Fifth Third Bancorp, any of its security holders or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
- Issued pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid.
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