Filing Details

Accession Number:
0000899243-16-033517
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-15 16:40:37
Reporting Period:
2016-10-14
Filing Date:
2016-11-15
Accepted Time:
2016-11-15 16:40:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
876427 Monro Muffler Brake Inc MNRO Services-Automotive Repair, Services & Parking (7500) 160838627
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
909061 J Peter Solomon 200 Holleder Parkway
Rochester NY 14615
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-10-14 158,459 $0.00 643,352 No 4 C Indirect Trustee
Common Stock Disposition 2016-11-11 5,000 $55.68 638,352 No 4 S Indirect Trustee
Common Stock Disposition 2016-11-11 5,000 $55.75 633,352 No 4 S Indirect Trustee
Common Stock Disposition 2016-11-11 5,000 $55.27 628,352 No 4 S Indirect Trustee
Common Stock Disposition 2016-11-14 10,000 $57.72 618,352 No 4 S Indirect Trustee
Common Stock Disposition 2016-11-14 5,000 $57.89 613,352 No 4 S Indirect Trustee
Common Stock Disposition 2016-11-14 5,000 $57.82 608,352 No 4 S Indirect Trustee
Common Stock Disposition 2016-11-14 10,000 $57.71 598,352 No 4 S Indirect Trustee
Common Stock Disposition 2016-11-14 10,000 $57.97 588,352 No 4 S Indirect Trustee
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect Trustee
No 4 S Indirect Trustee
No 4 S Indirect Trustee
No 4 S Indirect Trustee
No 4 S Indirect Trustee
No 4 S Indirect Trustee
No 4 S Indirect Trustee
No 4 S Indirect Trustee
No 4 S Indirect Trustee
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Class C Preferred Stock Disposition 2016-10-14 6,775 $0.00 158,458 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,725 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Holdings) 396,826 Direct
Common Stock (Holdings) 643,352 Indirect See Footnote
Footnotes
  1. Includes 10,000 shares of Class C Preferred Stock, which are presently convertible into 233,888 shares of Common Stock of the Issuer.
  2. Includes 22,500 shares of Class C Preferred Stock of the Issuer convertible into 526,245 shares of Common Stock of the Issuer. These shares are held in trust for the benefit of Mr. Solomon's children and grandchildren. Mr. Solomon is a trustee of such trusts and, accordingly, may be deemed to have a beneficial interest therein. Mr. Solomon expressly disclaims beneficial ownership of securities held by such trusts, and this report shall not be deemed an admission that Mr. Solomon is the beneficial owner of such securities.
  3. On October 14, 2016, the trustees of four of the trusts referenced in Footnote 2, above, elected to convert an aggregate of 6,775 shares of Class C Preferred Stock held in those trusts. Each share of Class C Preferred Stock converted into 23.3887 shares of Common Stock. The Class C Preferred Stock became exercisable immediately upon issuance and has no expiration date. Following the conversion and a subsequent sale of 10,000 shares of the Issuer's common stock on October 31, 2016 (reported on Form 4 on November 7, 2016), the trusts hold 275,564 shares of the Issuer's Common Stock and 15,725 shares of Class C Preferred Stock, convertible into 367,788 shares of Common Stock of the Issuer.
  4. See Footnote 3, above.
  5. Includes 15,725 shares of Class C Preferred Stock of the Issuer, presently convertible into 367,788 shares of Common Stock of the Issuer.
  6. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.55 to $55.7501, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold.
  7. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.25 to $55.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold.
  8. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.75 to $58.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold.
  9. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.75 to $58.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold.
  10. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.65 to $57.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold.
  11. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.50 to $57.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold.
  12. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.55 to $58.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold.