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Filing Details

Accession Number:: 0001212545-16-000486
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-15 16:19:10
Reporting Period:: 2016-11-10

Filing Date:: 2016-11-15
Accepted Time:: 2016-11-15 16:19:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1212545	Western Alliance Bancorporation	WAL	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1187511	Gary Robert Sarver	C/O Western Alliance Bancorporation One E. Washington Street, Ste 1400 Phoenix AZ 85004	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-11-10	25,000	$42.24	1,130,075	No	4	S	Direct
Common Stock	Disposition	2016-11-14	25,000	$44.31	1,105,075	No	4	S	Direct
Common Stock	Disposition	2016-11-14	100,000	$44.30	57,971	No	4	S	Indirect	Robert G. Sarver Trust dated 09/29/1997

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	Robert G. Sarver Trust dated 09/29/1997

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	30,000	Indirect	Spouse
Common Stock	202,958	Indirect	Sarver Family Trust dated 09/29/1997
Common Stock	23,800	Indirect	SF III Ltd Partnership
Common Stock	33,105	Indirect	Vulture II Corporation
Common Stock	6,185	Indirect	401K Plan

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.62 to $42.62, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.69 to $44.00, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.68 to $44.00, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
On September 1, 2016, the Reporting Person transferred 13,200 shares from the Robert G. Sarver Trust dated 09/29/1997 to the Sarver Family Trust dated 09/29/1997.
Reflects shares held in the 401K Plan to include employer match as of 11/10/16.