Filing Details
- Accession Number:
- 0001046025-16-000264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-15 16:15:40
- Reporting Period:
- 2016-11-14
- Filing Date:
- 2016-11-15
- Accepted Time:
- 2016-11-15 16:15:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1046025 | Heritage Financial Corp | HFWA | Savings Institutions, Not Federally Chartered (6036) | 911857900 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1500101 | Bryan Mcdonald | Po Box 1578 Olympia WA 98507 | Evp And Clo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-14 | 1,262 | $15.12 | 20,662 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-14 | 1,262 | $21.09 | 19,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2016-11-14 | 1,262 | $15.12 | 1,262 | $15.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-05-01 | 2017-04-26 | No | 4 | M | Direct |
Footnotes
- Represents Washington Banking options that were converted into Heritage options, pursuant to the terms of the Merger Agreement.
Billionaire Hedge Funds
