Filing Details

Accession Number:
0001140361-16-086783
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-15 16:03:50
Reporting Period:
2016-11-15
Filing Date:
2016-11-15
Accepted Time:
2016-11-15 16:03:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
839087 Vaso Corp VASO Electromedical & Electrotherapeutic Apparatus (3845) 112871434
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403638 Jun Ma C/O Vaso Corporation
137 Commercial Street, Suite 200
Plainview NY 11803
Chief Exec Officer & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-15 30,000 $0.13 4,269,341 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2004 Stock Option/Stock Issuance Plan Acquisiton 2007-07-26 150,000 $0.12 150,000 $0.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
150,000 2017-07-25 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,239,841 Direct
Footnotes
  1. Options vest immediately.
  2. Includes 1,050,000 restricted shares issued on 7/5/2016 of which 350,000 vested immediately, and the remaining shares contingently vest as follows: 350,000 on July 5, 2017 and 350,000 on July 5, 2018.