Filing Details

Accession Number:
0001562180-16-003483
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-15 12:49:55
Reporting Period:
2016-11-14
Filing Date:
2016-11-15
Accepted Time:
2016-11-15 12:49:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378946 People's United Financial Inc. PBCT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250358 W Mark Richards 353 Park Laughton Road
East Dummerston VT 05346
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-14 53,464 $15.66 358,750 No 4 M Direct
Common Stock Disposition 2016-11-14 53,464 $18.43 305,286 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Option to Buy Disposition 2016-11-14 53,464 $0.00 53,464 $15.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-01-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,768 Indirect By Daughter
Series A Nonconvertible Perpetual Preferred Stock 8,000 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $18.39 to $18.49. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes 144,668 investment units accrued under the Chittenden Corporation Deferred Compensation Plan (including 1,560 units accrued due to the deemed reinvestment of dividend equivalents). Each investment unit corresponds to one share of common stock.
  3. Exercisable in annual increments of 20% over the course of five years, beginning on the first anniversary of the date of the grant.