Filing Details

Accession Number:
0000846623-16-000028
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-11-15 12:39:27
Reporting Period:
2016-11-14
Filing Date:
2016-11-15
Accepted Time:
2016-11-15 12:39:27
Original Submission Date:
2016-11-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1620533 Shake Shack Inc. SHAK () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
846623 J Laura Sloate 35 East 75Th Street
New York NY 10021
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2016-11-14 2,500 $39.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 225,074 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Common Membership Interests $0.00 225,074 225,074 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
225,074 225,074 Direct
Footnotes
  1. This Form 4/A is filed solely to correct the total number of shares held following this reported transaction, which was previously included on the Form 4 filed on 11/14/2016. Due to an inadvertently omitted sale of 2,500 shares on 8/18/2016 (as reported on the Form 4 filed 11/15/2016), the number of shares held following this transaction should have been reported as 0 (and not 2,500, as previously reported).
  2. Upon the reclassification of the Reporting Person's LLC Interests in connection with the Issuer's IPO in February 2015, the Reporting Person was issued one share of Class B Common Stock for each LLC Interest. One share of Class B Common Stock must be surrendered and canceled upon conversion or redemption of each LLC Interest for Class A Common Stock, as described in fn. 3.
  3. In connection with the Issuer's IPO, the Reporting Person's membership interests in SSE Holdings, LLC (the "LLC Interests") became convertible into an equal number of shares of Class A Common Stock on a one-for-one basis, or at the election of the issuer, redeemable for cash equal to the volume-weighted average market price of such Class A shares. Surrender of one share of Class B Common Stock is required for each LLC Interest redeemed, as described in fn. 2.
  4. The LLC Interests may be converted or redeemed at any time and have no expiration date.